Self-regulatory organizations - PDFSEARCH.IO - Document Search Engine

Self-regulatory organizations
Results: 6954

#	Item
971	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]January 14, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-15 09:06:02 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Stock exchange Financial economics Investment Financial regulation United States securities law United States Securities and Exchange Commission Stock market
972	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]January 16, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-16 15:00:02 Investment Finance Self-regulatory organizations Computer network security Extranet Network architecture NASDAQ Securities Exchange Act Customer-premises equipment Financial markets Financial economics Economy of the United States
973	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]January 6, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change Re Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-07 08:20:23 Financial system Investment Options Options Price Reporting Authority Futures contract International Securities Exchange Short Binary option Financial economics Finance Financial markets
974	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 15, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-16 10:57:08 Finance Financial markets United States Securities and Exchange Commission Order Regulation NMS New York Stock Exchange Futures contract Trading curb Securities Exchange Act Stock market Financial economics Investment
975	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]January 14, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiv Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-15 09:08:24 United States Securities and Exchange Commission Financial economics Financial system Self-regulatory organizations Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Act United States securities law Financial regulation 73rd United States Congress
976	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]January 6, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 13:56:24 Financial economics Investment NYSE Arca Market data New York Stock Exchange Regulation NMS Euronext NASDAQ IntercontinentalExchange NYSE Euronext Economy of the United States Financial markets
977	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 6, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-07 13:42:48 United States securities law United States Securities and Exchange Commission Finance Financial markets 73rd United States Congress Securities Exchange Act New York Stock Exchange Order Short Financial economics Stock market Investment
978	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 9, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-09 17:38:04 New York City New York Stock Exchange Market data NASDAQ Financial economics NYSE Euronext Economy of the United States Financial markets Economy of New York City
979	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]January 6, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 13:53:44 Investment NYSE Arca Securities Exchange Act Market maker Algorithmic trading Short Order Alternative Trading Systems New York Stock Exchange Financial markets Financial economics Finance
980	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]January 13, 2015 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-14 08:14:56 Extranet Network architecture Financial markets Financial economics NASDAQ Securities Exchange Act Customer-premises equipment Market data Philadelphia Stock Exchange Economy of the United States Self-regulatory organizations Computer network security

UPDATE